James Frederick Smith

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-09-27

TX RA
APPROVED

Since 2006-09-27

Branch Locations

1205 Bent Oaks Ct Suite 110, Denton, TX 76210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Coppell	TX	10/1991	Present

10/1991 → Present

Edward D. Jones & Co., L.P.

Coppell, TX

Other Businesses

"Marathon Oil and XTO Type: Date: 12/04/03 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: royalties City-State: Haynesville LA"

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-10-14

S63 Uniform Securities Agent State Law Examination

1983-10-14

Designations

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews