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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-07-15 |
| CA | RA | APPROVED | 2003-11-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith, Inc. | Mesa | AZ | 05/2003 | Present |
| Bank Of America, N.A. | Gilbert | AZ | 06/2011 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FANC LEASING LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MESA, ARIZONA 85213 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 3/8/2013 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LEASING TRUCK TRAILERS TO AN TRUCKING COMPANY--I HAVE 2 REFRIGERATED 53' FOOT TRAILER UNITS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-03 |
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