David C Vanech

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-05-17
RI	RA	APPROVED	2010-08-13

TX RA
APPROVED_RES

Since 2017-05-17
RI RA
APPROVED

Since 2010-08-13

Branch Locations

1 Financial Plaza Suite 2110, Providence, RI 02903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co	Providence	RI	08/2010	Present

08/2010 → Present

Oppenheimer & Co

Providence, RI

Previous Registrations

2009-06-01 → 2010-08-17

Morgan Stanley

Boston, MA
2007-05-17 → 2009-06-01

Morgan Stanley & Co. Llc

Boston, MA

Other Businesses

I AM ON THE BOARD OF BRANCH LLC. BRANCH IS A STRATEGIC ADVISORY THAT OFFERS CREATIVE AGENCY EXPERTISE, SPECIFICALLY, BRANCH OFFERS BRAND MARKETING AND CULTURAL LEADERSHIP STRATEGIES. IT IS NOT INVESTMNET-RELTED. MY START DAYS WAS 11/20/24. MY TIME COMMITTMENT IS APPROXIMATELY 2 HOURS A MONTH, AFTER MARKET HOURS. MY DUTIES WILL INCLUDE PROVIDING GUIDANCE ON HOW TO REACH SMALL AND MIDSIZE BUSINESSES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-16

S66 Uniform Combined State Law Examination

2007-05-16

View on SEC IAPD