Lawrence Nicholas Passaretti

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1985 → Present
  Connecticut General Life Ins Co
  Syosset, NY
• 08/1985 → Present
  Cigna Securities Inc
  Bloomfield, CT
• 02/2010 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2018-01-04 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
  St. Pete Beach, FL
• 2010-12-07 → 2018-03-27
  Professional Planning Services
  Holbrook, NY
• 2010-02-18 → 2010-12-31
  American Portfolios Advisors, Inc
• 2002-08-01 → 2010-02-25
  Equitable Advisors, Llc
  Melville, NY
  Melville, NY

Other Businesses

1. OUTSIDE INS. LIFE INS IS SECURITIES RELATED SALES 20 HRS PER MONTH 2. LIONSTREET, INSURANCE SALES. NOT INVESTMENT RELATED. START DATE 1/18/13. LESS THAN 1% OWNERSHIP. 10 HOURS DEVOTED PER MONTH, 10 HOURS DEVOTED PER MONTH DURING MARKET HOURS. 3. KARAPAT REALITY LLC- REAL ESTAE HOLDINGS NOT INVESTMENT RELATED START DATE 5/1/21 98% OWNERSHIP 1 HOUR DEVOTED PER MONTH 1 HOUR DEVOTED PER MONTH DURING TRADING HOURS 4. BTTG INC. POSITION: Owner NATURE: S-Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2013 ADDRESS: 9 Tinker Bluff Court, Setauket NY 11733, United States DESCRIPTION: Owner of business. Provides consulting services. 5. PPS ADVISORS LIFE, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/28/2013 ADDRESS: 4250 Veterans Memorial Hwy, Suite 100E, Holbrook NY 11741, United States DESCRIPTION: Management duties 6. PPS ADVISORS, INC. POSITION: CEO NATURE: PPS Advisors is an S Corp. Utilized as a DBA for marketing purposes. All our business activities are marketed under PPS Advisors. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2018 ADDRESS: 4250 Veterans Memorial Hwy, Suite 100E, Holbrook NY 11741, United States DESCRIPTION: Management

Exams

• S66 Uniform Combined State Law Examination
  2022-03-01
• S65 Uniform Investment Adviser Law Examination
  2000-01-24
• S63 Uniform Securities Agent State Law Examination
  1991-04-29

Other Names

• Larry Nichols Passaretti