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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14

Branch Locations

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

219 South Minnesota Avenue Box 67, Suite 5, St. Peter, MN 56082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America St. Peter MN 05/2013 Present
Pruco Securities, Llc. St. Peter MN 05/2013 11/2024
Lpl Enterprise, Llc St. Peter MN 11/2024 Present
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-27
S63 Uniform Securities Agent State Law Examination 1983-09-27
  • S65 Uniform Investment Adviser Law Examination
    2014-06-27
  • S63 Uniform Securities Agent State Law Examination
    1983-09-27

View on SEC IAPD

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