Thomas Gene Bartley

Current Employers

Employment History

• 07/2014 → 07/2017
  Capital Psf
  Woodland Hills, CA
• 07/2017 → 07/2023
  Highland Capital Brokerage
  Birmingham, AL
• 07/2017 → 07/2020
  Investacorp
  Miami, FL
• 07/2017 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 07/2023
  Securities America, Inc.
  Birmingham, AL
• 07/2020 → 07/2023
  Securities America Advisors, Inc.
  Birmingham, AL
• 06/2023 → 06/2024
  Fsg
  Crystal Lake, IL
• 06/1976 → Present
  Independent Insurance Agent
  Portland, OR
• 07/2023 → Present
  The Leaders Group Inc
  Littleton, CO
• 06/2024 → Present
  Meritage
  Richmond, TX

Previous Registrations

• 2020-07-17 → 2023-07-14
  Securities America Advisors, Inc.
  Seattle, WA
  Birmingham, AL
• 2017-09-15 → 2020-07-17
  Investacorp Advisory Services Inc
  Seattle, WA
  Seattle, WA
• 2017-02-21 → 2017-07-07
  Tlg Advisors, Inc.
  Woodland Hills, CA
  Summit, NJ
• 2014-08-11 → 2016-12-31
  Lincoln Investment
  Portland, OR
  Woodland Hills, CA
• 2007-11-08 → 2014-07-10
  Kestra Investment Services, Llc
  Seattle, WA
  Seattle, WA
• 2007-06-11 → 2007-10-11
  Citigroup Global Markets Inc.
  Beaverton, OR
  New York, NY
  Beaverton, OR

Other Businesses

1.) INDEPENDENT INSURANCE AGENT - 6/2/1976 - 8990 NW Sherry Court, Portland, OR 97229 - Wholesaler, Recommend insurance solutions to advisor clients, Not Invt Rel, Insurance business, 40 hrs/mo; 0 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 7/11/2023 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) HIGHLAND CAPITAL - 6/1/2021 - 3535 Grandview Pkwy, Suite 600, Birmingham, AL 35243, Sales Vice President, Sales, Not Invt Rel, Insurance business, 40 hrs/mo; 0 hrs/mo (during trading hours). 4.) MERiTAGE WEALTH INSURANCE ADVISORS - 6/2/2024 - 8990 NW Sherry Court, Portland, OR 97229 - Wholesaler, Work with Financial Advisors clients for life and LTC insurance, Not Invt Rel, Insurance Business, 12 hrs/mo; 40 hrs/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2006-04-17
• S63 Uniform Securities Agent State Law Examination
  1984-07-18

Other Names

• Tom Bartley
• Tom Bartley