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Dawn-Dyanna Dhyanna

LPl Financial LLC

Petaluma, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05

Branch Locations

339 Keokuk St., Petaluma, CA 94952 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial West Group Westlake Village CA 08/1992 08/2017
The Social Equity Group, Inc. Berkeley CA 06/2000 06/2025
Western International Securities, Inc. Pasadena CA 08/2017 06/2025
Lpl Financial Llc Petaluma CA 06/2025 Present
  • 08/1992 → 08/2017
    Financial West Group
    Westlake Village, CA
  • 06/2000 → 06/2025
    Berkeley, CA
  • 08/2017 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Petaluma, CA
Previous Registrations
  • 2000-06-02 → 2025-12-23
    San Francisco, CA
  • 2017-08-21 → 2025-06-05
    Western International Securities, Inc.
    Clovis, CA
    Petaluma, CA
    Pasadena, CA
  • 2003-12-09 → 2017-08-21
    Financial West Group
    San Francisco, CA
    Portland, OR
Other Businesses

1) 04/25/2025 - Dawn Dhyanna Hollerith and Assoc, Inc - Business Entity For Tax/Investment Purposes Only - Investment Related - Petaluma, CA - Start Date 01/30/2006 - 0 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-09-30
  • S63 Uniform Securities Agent State Law Examination
    1983-09-30
Other Names
  • Dawn Hollerith
  • Dawn Dyanna Dhyanna
  • Dawn Dhyanna

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