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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial West Group | Westlake Village | CA | 08/1992 | 08/2017 |
| The Social Equity Group, Inc. | Berkeley | CA | 06/2000 | 06/2025 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 06/2025 |
| Lpl Financial Llc | Petaluma | CA | 06/2025 | Present |
1) 04/25/2025 - Dawn Dhyanna Hollerith and Assoc, Inc - Business Entity For Tax/Investment Purposes Only - Investment Related - Petaluma, CA - Start Date 01/30/2006 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-09-30 |
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