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Charles Di Tran

Thrivent Investment Management Inc.

Allen, TX

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2017-09-29
TX RA APPROVED 2017-07-10
  • OK RA
    APPROVED
    Since 2017-09-29
  • TX RA
    APPROVED
    Since 2017-07-10

Branch Locations

900 W Bethany Drive, Allen, TX 75013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Los Angeles CA 03/2007 05/2017
Nylife Securities Llc Los Angeles CA 07/2007 05/2017
Thrivent Investment Management Inc Allen TX 06/2017 Present
Thrivent Financial Appleton WI 07/2017 Present
  • 03/2007 → 05/2017
    New York Life Insurance Company
    Los Angeles, CA
  • 07/2007 → 05/2017
    Nylife Securities Llc
    Los Angeles, CA
  • 06/2017 → Present
    Thrivent Investment Management Inc
    Allen, TX
  • 07/2017 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-09
S63 Uniform Securities Agent State Law Examination 2007-08-17
  • S66 Uniform Combined State Law Examination
    2017-07-09
  • S63 Uniform Securities Agent State Law Examination
    2007-08-17

View on SEC IAPD

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