Paul Roger Sheinkopf

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2024-11-14
RI	RA	APPROVED	2024-11-14

ME RA
APPROVED

Since 2024-11-14
RI RA
APPROVED

Since 2024-11-14

Branch Locations

Charlestown, RI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Charlestown	RI	02/1983	Present
Pruco Securities, Llc.	Charlestown	RI	02/1983	11/2024
Lpl Enterprise, Llc	Charlestown	RI	11/2024	Present

02/1983 → Present

Prudential Insurance Company Of America

Charlestown, RI
02/1983 → 11/2024

Pruco Securities, Llc.

Charlestown, RI
11/2024 → Present

Lpl Enterprise, Llc

Charlestown, RI

Previous Registrations

2012-02-13 → 2024-11-14

Pruco Securities, Llc.

Charlestown, RI

Uniondale, NY

Uniondale, NY

Forest Hills, NY

Charlestown, RI

Charlestown, RI

Forest Hills, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-06-22
S65	Uniform Investment Adviser Law Examination	1997-10-09

S63 Uniform Securities Agent State Law Examination

1998-06-22
S65 Uniform Investment Adviser Law Examination

1997-10-09

Designations

Chartered Financial Consultant

View on SEC IAPD