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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
17535 Generations Dr, South Bend, IN 46635 • United States
12698 Glen Hollow Drive, Bonita Springs, FL 34135 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Travelers | Hartford | CT | 10/1983 | Present |
| Baker, Curtis & Healy, Inc. | South Bend | IN | 09/1987 | Present |
| Securian Financial Services, Inc. | St Paul | MN | 08/1989 | 08/2023 |
| Shoemaker Financial | South Bend | IN | 07/2010 | Present |
| Minnesota Life Insurance Company | St Paul | MN | 09/1987 | 08/2023 |
| Cetera Wealth Services, Llc | South Bend | IN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
DYNAMIC MORTGAGE SOLUTIONS LLC POSITION: Employee NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2007 ADDRESS: , South Bend IN , United States DESCRIPTION: Employee GREAT DAY LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2013 ADDRESS: , South Bend IN , United States DESCRIPTION: Owner HEALY MORTGAGE LLC POSITION: Employee NATURE: Mortgage INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2007 ADDRESS: , South Bend IN , United States DESCRIPTION: Employee HEALY TAX LLC POSITION: Owner NATURE: Accountant/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2018 ADDRESS: , South Bend IN , United States DESCRIPTION: Owner RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1996 ADDRESS: , South Bend IN , United States DESCRIPTION: Owner THE HEALY GROUP POSITION: Owner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/1987 ADDRESS: , South Bend IN , United States DESCRIPTION: Owner SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/27/2019 ADDRESS: 2176 West St Ste 100, Germantown TN 38138, United States DESCRIPTION: fixed insurance sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-10-26 |
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