John Peter Lipari

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Raymond James Financial Services, Inc.
  Palm Beach Gardens, FL
• 03/2015 → Present
  Raymond James Financial Services Advisors Inc.
  North Palm Beach, FL

Previous Registrations

• 2009-06-01 → 2015-02-27
  Morgan Stanley
  West Palm Beach, FL
• 2002-01-15 → 2009-06-01
  Citigroup Global Markets Inc.
  West Palm Beach, FL
  West Palm Beach, FL

Other Businesses

(1)Name of Business: Lipari & Associates Investment Management Address: 11770 US Highway 1 Ste 201E, North Palm Beach, FL, 33408, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/03/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: branch manager/ financial advisor (2)Name of Business: Pecuniam Capital LLC Address: 11770 US Highway 1 Ste 201E, North Palm Beach, FL, 33408, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/30/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-13
• S63 Uniform Securities Agent State Law Examination
  1987-05-28