Richard W Jasper

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-12-03
AZ	RA	APPROVED	2024-05-03
ID	RA	APPROVED	2023-03-21
UT	RA	APPROVED	2022-01-04
PA	RA	APPROVED	2021-11-16
NC	RA	APPROVED	2021-09-21
NY	RA	APPROVED	2021-04-16
DE	RA	APPROVED	2020-03-05
MA	RA	APPROVED	2019-11-21
FL	RA	APPROVED	2019-02-05
RI	RA	APPROVED	2017-08-09
MD	RA	APPROVED	2014-06-05
VA	RA	APPROVED	2014-06-05
CA	RA	APPROVED	2008-01-15
WA	RA	APPROVED	2007-04-05
NJ	RA	APPROVED	2003-01-15
CT	RA	APPROVED	2001-04-23

SC RA
APPROVED

Since 2025-12-03
AZ RA
APPROVED

Since 2024-05-03
ID RA
APPROVED

Since 2023-03-21
UT RA
APPROVED

Since 2022-01-04
PA RA
APPROVED

Since 2021-11-16
NC RA
APPROVED

Since 2021-09-21
NY RA
APPROVED

Since 2021-04-16
DE RA
APPROVED

Since 2020-03-05
MA RA
APPROVED

Since 2019-11-21
FL RA
APPROVED

Since 2019-02-05
RI RA
APPROVED

Since 2017-08-09
MD RA
APPROVED

Since 2014-06-05
VA RA
APPROVED

Since 2014-06-05
CA RA
APPROVED

Since 2008-01-15
WA RA
APPROVED

Since 2007-04-05
NJ RA
APPROVED

Since 2003-01-15
CT RA
APPROVED

Since 2001-04-23

Branch Locations

Yorktown Heights, NY • United States

52 Forest Ave, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Alliance Financial Group	Rutherford	NJ	04/1984	Present
Guardian Life Insurance Company	New York	NY	04/1987	08/2018
Park Avenue Securities Llc	New York	NY	05/1999	08/2018
Guardian Life Insurance Company	Yorktown Heights	NY	08/2018	Present
Park Avenue Securities	Yorktown Heights	NY	08/2018	Present

04/1984 → Present

Alliance Financial Group

Rutherford, NJ
04/1987 → 08/2018

Guardian Life Insurance Company

New York, NY
05/1999 → 08/2018

Park Avenue Securities Llc

New York, NY
08/2018 → Present

Guardian Life Insurance Company

Yorktown Heights, NY
08/2018 → Present

Park Avenue Securities

Yorktown Heights, NY

Other Businesses

1. PUBLISHING BOOKS-TAKE PICTURES OF PEOPLE AND THEIR HOMES AND CREATE HARD BOUND BOOKS. ALSO DO PORTRAITS OF BUSINESS PEOPLE FOR MARKETING MATERIALS. Start: 03/01/2008 Address: 1545 FOX TAIL LANE YORKTOWN HEIGHTS, NY 10598 2 non bus hrs per month Not investment related 2. INSURANCE OTHER THAN GUARDIAN-INSURANCE PRODUCTS OTHER THAN THROUGH GUARDIAN, SUCH AS LONG TERM CARE AND FIXED ANNUITIES, Start: 04/01/1987, Address: 1545 FOX TAIL LANE YORKTOWN HEIGHTS, NY 10598, 15 total hours per month; 15 during securities trading hours, Investment related More than 10% Annual Compensation 3. REAL ESTATE INVESTMENT MEMBER OF AN LLC THAT OWNS PROPERTY LOCATED AT 52 FOREST AVENUE PARAMUS NJ 07652 THAT HOUSES THE MAIN AGENCY Start: 09/01/2001 Address: 52 FOREST AVENUE PARAMUS NJ 07652 0 hrs per month Investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-07
S63	Uniform Securities Agent State Law Examination	1985-05-22

S65 Uniform Investment Adviser Law Examination

2001-02-07
S63 Uniform Securities Agent State Law Examination

1985-05-22

Designations

Chartered Financial Consultant

Other Names

Richard Warren Jasper

View on SEC IAPD