Rhys Garcia Pablo

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-21
NY	RA	APPROVED	2021-06-14

TX RA
APPROVED_RES

Since 2021-06-21
NY RA
APPROVED

Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Jamaica, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Long Island City	NY	03/2017	Present
Msi Financial Services Inc	Jackson Heights	NY	07/2016	03/2017
Massachusetts Mutual Life Insurance Company	Long Island City	NY	07/2016	Present

03/2017 → Present

Mml Investors Services, Llc

Long Island City, NY
07/2016 → 03/2017

Msi Financial Services Inc

Jackson Heights, NY
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Long Island City, NY

Other Businesses

Name: Rhys Pablo Inv rel: Y Add: 2200 Northern Blvd. Ste 200 East Hills, NY 11548 Nature: Insurance Sales of: Life, Disability, Long-term care, Fixed annuities, Health, Medicare Position: Sales Start date: 04/04/2021 No. HR/MO: 2. No. HR/MO during sec trading: 1. Describe duties: Insurance Sales and Service

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-09-27

S63 Uniform Securities Agent State Law Examination

1991-09-27

View on SEC IAPD