Mark Francis Ivan

Employer firm

Ivan Capital Management, Inc. CRD 114133

$14.9M regulatory AUM 9 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Ivan Capital Management, Inc.

Longmont, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	1999-01-01
PA	RA	APPROVED	1996-05-30

CO RA
APPROVED

Since 1999-01-01
PA RA
APPROVED

Since 1996-05-30

Branch Locations

Longmont, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ivan Capital Management, Inc.	Boulder	CO	06/1996	Present
Ivan Capital Management, Inc.	Boulder	CO	06/1996	Present

06/1996 → Present

Ivan Capital Management, Inc.

Boulder, CO
06/1996 → Present

Ivan Capital Management, Inc.

Boulder, CO

Other Businesses

CM Advisors (investment advisory business) Board of Directors board member since May 2003. 805 Las Cimas Pkwy., Suite 430, Austin, TX 78746 6 hours per month, of which 2 hours are during securities trading hours

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-09-20

S63 Uniform Securities Agent State Law Examination

1983-09-20

Other Names

Mark Frances Ivan

View on SEC IAPD