Stephen Michael Leavitt

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1994 → Present
  Commonwealth Equity Services, Inc.
  Bradford, MA
• 10/2016 → Present
  Stephen M. Leavitt
  Bradford, MA

Other Businesses

1. Fixed insurance sales, as of 1983, 12% of time spent during business hours, conducted at branch location, investment related. 2. Stephen M. Leavitt, MS, CFP, Inc., President and sole owner of entity created for securities business, as of 01/01/2013, 85% of time spent during business hours, conducted at branch location, investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-09-26

Designations

• Certified Financial Planner

Other Names

• Stephen M Leavitt