Ronald Albert Kaufler

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Miami, FL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 05/2021 → Present
  Ubs Financial Services Inc
  Miami, FL

Previous Registrations

• 2003-07-01 → 2021-05-14
  Wells Fargo Clearing Services, Llc
  Miami, FL
  Miami, FL
• 1988-09-30 → 2003-07-01
  Prudential Equity Group, Llc
  Miami, FL

Other Businesses

1) EXECUTOR FOR RELATIVES, INVESTMENT RELATED, BETHESDA MD, START 08/01/11 - WINSTON PROPERTIES, INC; INV-RELATED; MIAMI FLORIDA; 50% OWNERSHIP;START DATE 1985, 0 HOURS, CURRENTLY NO DUTIES. STAVERTONIA LIMITED; INVESTMENT RELATED; MIAMI, FL; REAL ESTATEOWNER; START DATE 12/2014; 0 HRS PR MONTH. /// 2) Kaufdvice S.A./ investment related?:yes/ Avda. 12 de Octubre N24-774 y Avda. Coruña, Edf Urban PLaza, Piso 15, Quito, Ecuador, 170525 / Real Estate/Holding company for real estate owned/ Proprietor / owner/ All duties necessary to maintain the company./ start date: 12/16/2015 /// 3) Winston RK Properties, INC./ investment realted?:yes / 1 Grove Isle Drive, Apt. 1203, Miami, FL, 33133, US/ Real Estate/ Real Estate holding/ Proprietor / owner/ All duties necessary to maintain the company/ start date:3/21/1986 /// 4) Localserv S.A./ investment related?:yes / Avda. 12 de Octubre N24-774 y Avda. Coruña, Edf Urban PLaza, Piso 15, Quito, Ecuador, 170525/ Real Estate/ Holding company for real estate owned/ Proprietor / owner/ All duties necessary to maintain the company./ start date: 12/16/2015 /// 5) Management Creative Asesores, S.A./ investment related?; / Avda. 12 de Octubre N24-774 y Avda. Coruña, Edf Urban PLaza, Piso 15, Quito, 170525 Ecuador/ Holding company for shares owned in industrial companies in Ecuador./ Proprietor / owner/ All duties necessary to maintain the company./ start date: 12/16/2015 /// 6) Best Trading Asesores, S.A./ investment related?: yes/ Avda. 12 de Octubre N24-774 y Avda. Coruña, Edf Urban PLaza, Piso 15, Quito, 170525 Ecuador/ Holding company for shares owned in industrial companies in Ecuador./ owner/ All duties necessary to maintain the company./ start date: 12/16/2015 /// 7) RK Property Investments, LLC / Company / Real Estate holding / Proprietor / owner / All duties necessary to maintain the company.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-11
• S63 Uniform Securities Agent State Law Examination
  1986-05-28