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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-12-08
  • NJ RA
    APPROVED
    Since 2022-12-08

Branch Locations

North Haledon, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Securities, Inc. Mitchel Field NY 08/2001 07/2017
Cantella & Co., Inc. Boston MA 07/2017 12/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2022 Present
Cantella & Co., Inc. Malden MA 07/2017 03/2023
  • 08/2001 → 07/2017
    Northeast Securities, Inc.
    Mitchel Field, NY
  • 07/2017 → 12/2022
    Cantella & Co., Inc.
    Boston, MA
  • 12/2022 → Present
    Fairfield, IA
  • 12/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2017 → 03/2023
    Cantella & Co., Inc.
    Malden, MA
Previous Registrations
  • 2017-07-24 → 2023-03-16
    Cantella & Co., Inc.
    Wayne, NJ
    Malden, MA
    Wayne, NJ
    Malden, MA
Other Businesses

1) HUBBLE WEALTH MANAGEMENT / 247 levinberg lane, Wayne NJ / 12/2019 / PRESIDENT, Doing Business As name for financial services / INV REL / 1 HR/MO - 0 HR TRADING 2) CIRA, Fairfield IA 52556, 12/2022, Investment Advisor Representative, manages client assets or prepares financial plans, INV-REL, 160 HO/MO - 120 HR/MO Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-28
S63 Uniform Securities Agent State Law Examination 1983-09-29
  • S66 Uniform Combined State Law Examination
    2016-11-28
  • S63 Uniform Securities Agent State Law Examination
    1983-09-29
Other Names
  • John Weber Salmanson

View on SEC IAPD

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