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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc. | Bloomsburg | PA | 07/2016 | Present |
| Principal Life Insurance Company | Bloomsburg | PA | 03/2018 | Present |
***Fixed Insurance; Investment Related; 115 S Centre St, Pottsville, PA 17901; Health, Dental, Vision, LTD, Group, Life; Sales; Start Date: 07/29/2016; 40 hrs per month; during trading hours. ***Fixed Insurance; Investment Related; 115 S Centre St, Pottsville, PA 17901; LTC, DI; Sales; Start Date: 03/16/2018; 10 hrs per month; 10 during trading hours. ***Rental Property; Not Investment Related; 570A Dutch Hill Road, Bloomsburg Pa. 17815; Owner; No active duties; Start Date: 01/01/1984; 0 hrs per month; 0 during trading hours. ***McGriff Insurance Services; Investment Related; 115 S Centre St, Pottsville, PA 17901; Insurance Agent; Sales of fixed insurance.; Start Date: 06/25/2018; 70-80 hrs per month; 70-80 during trading hours. ***Central Susquehanna Sight Services; Not Investment Related; 348 Market St, Sunbury, PA 17801; Board Chair, Finance Committee; Discuss associations finances and allocations of organization assets. Assist with fundraising.; Start Date: 01/01/2003; 1-2 hrs per month; 1-2 during trading hours. ***COMMUNITY GIVING FOUNDATION POSITION: Advisory Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 725 West Front St., Berwick PA 18603, United States DESCRIPTION: Community Giving Foundation is a 5 county local community foundation that distributes grant moneys to local non-profit social service agencies. I will be sitting on their Bloomsburg advisory board which is responsible for reviewing grant applications, due diligence for the applying non-profits with recommendations to the governing board for grant approval.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-17 |
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