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Yumi Hirata

Strategic Advisers LLC

Newport Beach, CA

Irvine, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

1600 Newport Center Dr Ste 100, Newport Beach, CA 92660-6208 • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Capital Management Llc Costa Mesa CA 11/2011 02/2017
E*Trade Securities Llc Costa Mesa CA 11/2011 02/2017
Fidelity Investments Newport Beach CA 03/2017 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 11/2011 → 02/2017
    E*Trade Capital Management Llc
    Costa Mesa, CA
  • 11/2011 → 02/2017
    E*Trade Securities Llc
    Costa Mesa, CA
  • 03/2017 → Present
    Fidelity Investments
    Newport Beach, CA
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Newport Beach, CA
    Irvine, CA
  • 2017-03-21 → 2018-07-13
    Strategic Advisers Llc
    Newport Beach, CA
  • 2011-11-30 → 2017-03-07
    Harrisdirect Llc
    Arlington, VA
    Costa Mesa, CA
  • 2010-10-05 → 2011-10-17
    Lpl Financial Llc
    San Diego, CA
  • 2009-01-21 → 2009-02-25
    Lpl Financial Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-20
  • S66 Uniform Combined State Law Examination
    2009-01-20

View on SEC IAPD

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