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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-08
TX RA APPROVED 2020-12-07
  • FL RA
    APPROVED
    Since 2020-12-08
  • TX RA
    APPROVED
    Since 2020-12-07

Branch Locations

4000 Hollywood Blvd. Ste 630 N, Hollywood, FL 33021 • United States

6501 Congress Ave. Suite 306, Boca Raton, FL 33487 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fdr Group, Inc. Hollywood FL 04/1982 Present
Kestra Financial Services, Inc Austin TX 04/2016 12/2020
Lpl Financial, Llc Boca Raton FL 12/2020 Present
  • 04/1982 → Present
    Fdr Group, Inc.
    Hollywood, FL
  • 04/2016 → 12/2020
    Kestra Financial Services, Inc
    Austin, TX
  • 12/2020 → Present
    Boca Raton, FL
Previous Registrations
  • 2016-06-20 → 2020-12-19
    Hollywood, FL
  • 1997-12-24 → 2016-09-22
    Kestra Investment Services, Llc
    Hollywood, FL
    Hollywood , FL
  • 2005-06-01 → 2005-08-16
    Miami, FL
    Boca Raton, FL
  • 1993-02-26 → 2005-06-01
    Mony Securities Corporation
    Hollywood, FL
Other Businesses

1)12/7/2020- Non-Variable Insurance- Agent selling Life, Group Insurance, LTC, Health Insurance, Disability- Inv. Related- Hollywood, FL- start date 11/11/2020- 50% 2) 12/7/2020 - No Business Name - Investment Related - Home Based - Real Estate Rental - Broker - Started 01/04/2015 - 0 Hours Per Month - Time Spent 0% - Not Actively selling, just hold license. 3) 04/20/2022 - FDR Financial Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 4) 04/20/2022 - Financial Design Resource Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 5) 04/20/2022 - FDR Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-02-16
  • S63 Uniform Securities Agent State Law Examination
    1996-02-16
Designations

View on SEC IAPD

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