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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-23
MI RA APPROVED 2010-10-12
  • TX RA
    APPROVED_RES
    Since 2011-02-23
  • MI RA
    APPROVED
    Since 2010-10-12

Branch Locations

27555 Executive Dr Suite 150, Farmington Hills, MI 48331 • United States

Northville, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roney & Co. Farmington Hills MI 07/1988 Present
Raymond James & Associates, Inc. St. Petersburg FL 09/1999 Present
Other Businesses

(1)Name of Business: Brothers 4 LLC Address: 18975 Honey Tree Ln, Northville, MI, 48168, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 09/01/1999 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a member of this limited liability company. No daily responsibilities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-14
S63 Uniform Securities Agent State Law Examination 1983-10-06
  • S65 Uniform Investment Adviser Law Examination
    1995-08-14
  • S63 Uniform Securities Agent State Law Examination
    1983-10-06
Other Names
  • Donald Nadeau

View on SEC IAPD

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