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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-09-16
TX RA APPROVED 2024-09-12
  • MI RA
    APPROVED
    Since 2024-09-16
  • TX RA
    APPROVED
    Since 2024-09-12

Branch Locations

625 East Big Beaver Ste 107, Troy, MI 48083 • United States

414 East Street, Rochester, MI 48307 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Troy MI 09/1997 09/2024
Lpl Financial Llc Rochester MI 09/2024 Present
Previous Registrations
Other Businesses

1) 08/05/2024 - AQuest Wealth & Tax Strategies - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2024 2) 08/05/2024 - AQuest Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2024 3) 08/05/2024 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/1984 - 4 Hr/Mth 4) 08/05/2024 - TOO LAZY TOO - Real Estate Rental - Owner - Inv Rel -Curran, MI - Start: 01/2022 - 3 Hr/Mth 5) 08/05/2024 - NORTH 40 FISH & HUNT CLUB - Owner - Inv Rel -Curran, MI - Start: 01/2023 - 3 Hr/Mth 6) 08/05/2024 - GRANPA WARHAMMER - Business Owner - Non-Inv Rel - White Lake, MI - Start: 01/2016 - 4 Hr/Mth 7) 08/05/2024 - State of MI - Notary - Inv Rel - Start: 01/2000 - 1 Hr/Mth 8) 08/05/2024 - STRATEGIC MONEY MANAGEMENT SERVICES, INC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Troy, MI - Start: 01/1998 - 1 Hr/Mth 9) 10/01/2024 - Rubino Financial - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 01/07/2000 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-24
S63 Uniform Securities Agent State Law Examination 1983-09-16
  • S66 Uniform Combined State Law Examination
    2011-02-24
  • S63 Uniform Securities Agent State Law Examination
    1983-09-16

View on SEC IAPD

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