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Current Employers
Capital Investment Services Of America Inc

111 E. Wisconsin Ave, Suite 1310, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-11-20
CA RA APPROVED 2021-01-04
IL RA APPROVED 2021-01-04
IA RA APPROVED 2021-01-04
LA RA APPROVED 2021-01-04
OH RA APPROVED 2021-01-04
FL RA APPROVED 2019-08-21
AZ RA APPROVED 2019-08-19
VA RA APPROVED 2015-04-27
MI RA APPROVED 2009-11-19
TX RA APPROVED_RES 1992-04-30
WI RA APPROVED 1991-04-15
  • WA RA
    APPROVED
    Since 2023-11-20
  • CA RA
    APPROVED
    Since 2021-01-04
  • IL RA
    APPROVED
    Since 2021-01-04
  • IA RA
    APPROVED
    Since 2021-01-04
  • LA RA
    APPROVED
    Since 2021-01-04
  • OH RA
    APPROVED
    Since 2021-01-04
  • FL RA
    APPROVED
    Since 2019-08-21
  • AZ RA
    APPROVED
    Since 2019-08-19
  • VA RA
    APPROVED
    Since 2015-04-27
  • MI RA
    APPROVED
    Since 2009-11-19
  • TX RA
    APPROVED_RES
    Since 1992-04-30
  • WI RA
    APPROVED
    Since 1991-04-15

Branch Locations

111 E. Wisconsin Avenue, Suite 1310, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Services Of America, Inc. Milwaukee WI 10/1990 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-01-06
S63 Uniform Securities Agent State Law Examination 1983-11-05
  • S65 Uniform Investment Adviser Law Examination
    1992-01-06
  • S63 Uniform Securities Agent State Law Examination
    1983-11-05
Designations

View on SEC IAPD

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