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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-01-02
  • OH RA
    APPROVED
    Since 2009-01-02

Branch Locations

520 E. Montford Ave, Ada, OH 45810 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Ada OH 01/1999 Present
Raymond James Financial Services Advisors, Inc Ada OH 01/2009 Present
Other Businesses

(1)Name of Business: Avalon Del. Group Address: 520 E Montford Ave, Ada, OH, 45810, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/14/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co owner with my son. I mow the yard (2)Name of Business: Avalon Del. Group Address: 520 E Montford Ave, Ada, OH, 45810, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 10/14/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50 % owner in building with my son

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-13
  • S63 Uniform Securities Agent State Law Examination
    1998-05-13

View on SEC IAPD

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