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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-01 |
| ND | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2020-09-14 |
| AZ | RA | APPROVED | 2017-11-29 |
| ID | RA | APPROVED | 2017-11-29 |
| KS | RA | APPROVED | 2017-11-29 |
| MA | RA | APPROVED | 2017-11-29 |
| MN | RA | APPROVED | 2017-11-29 |
| MT | RA | APPROVED | 2017-11-29 |
| SD | RA | APPROVED | 2017-11-29 |
| WA | RA | APPROVED | 2017-11-29 |
| WY | RA | APPROVED | 2017-11-29 |
Branch Locations
1136 Jackson Blvd Ste 2, Rapid City, SD 57702 • United States
2000 S Colorado Blvd Annex Building Ste 315, Denver, CO 80222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Rapid City | SD | 01/1988 | 11/2017 |
| Mcrae Financial | Rapid City | SD | 02/2010 | Present |
| Lpl Financial Llc | Rapid City | SD | 11/2017 | Present |
1. 11/29/2017 - McRae Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2008. 2. 10/08/2019 - ICAG Insurance Agency - Investment related - At reported business location(s) - Non-Variable Insurance - start date:10/10/2019 - 4 hrs/mo - 3 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-07 |
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