Willis Harwood Eames

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-11-03

VA RA
APPROVED

Since 2023-11-03

Branch Locations

Newport News, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fsc Securities Corporation	Newport News	VA	02/2009	11/2023
Osaic Wealth, Inc.	Newport News	VA	11/2023	Present

02/2009 → 11/2023

Fsc Securities Corporation

Newport News, VA
11/2023 → Present

Osaic Wealth, Inc.

Newport News, VA

Previous Registrations

2009-02-27 → 2023-11-03

Fsc Securities Corporation

Newport News, VA
2000-05-19 → 2009-02-27

Advantage Capital Corporation

Newport News, VA

Other Businesses

WILLIS H EAMES,JR. CLU,CHFC POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1985 ADDRESS: 156 MILSTEAD ROAD,NEWPORT NEWS,VA. 23606-1118, NEWPORT NEWS VA 23606, United States DESCRIPTION: I SELL LIFE,HEALTH,DISABILTY,AND LONG TERM CARE INSURANCE TO CLIENTS , REFERRALS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-03-23
S63	Uniform Securities Agent State Law Examination	1985-10-01

S65 Uniform Investment Adviser Law Examination

2000-03-23
S63 Uniform Securities Agent State Law Examination

1985-10-01

Designations

Chartered Financial Consultant

View on SEC IAPD