Michael Gunther Steck

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1973 → Present
  Prudential Insurance Company Of America
  Roswell, GA
• 04/1983 → Present
  Pruco Securities, Llc.
  Roswell, GA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Johns Creek, GA

Previous Registrations

• 2003-04-17 → 2024-11-14
  Pruco Securities, Llc.
  Atlanta, GA
  Atlanta, GA
  Alpharetta, GA
  Atlanta, GA
  Roswell, GA
  Johns Creek, GA

Other Businesses

Aetna Health Inc|Aetna Health Ins Co|Aetna Life Ins Co|American General Life Insur Co|Blue Cross & Blue Shield of GA Inc|Blue Cross Blue Shield Healthcare Plan of GA Inc|Corporate Health Ins Co|Greater GA Life Ins Co|Hartford Accident &Ind|Humana|Humana Dental Ins Co|Humana Employers Health Plan of GA|Provident Life & Accident Ins Co|Transamerica Life Ins Co|United Concordia|United Healthcare Ins Co|United Healthcare of GA Inc|Unum Life Ins Co of America CORNERSTONE FINANCIAL PARTNERS, LLC POSITION: Partner/Financial Professional NATURE: Insurance and Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2021 ADDRESS: 11300 Johns Creek Parkway, Suite 200, Johns Creek GA 30097, United States DESCRIPTION: sales and service of Insurance and Investments

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-18
• S63 Uniform Securities Agent State Law Examination
  1983-10-04