Robert Evans Johnson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 09/2019
  Summit Brokerage Services
  Nashville, TN
• 01/2011 → 05/2021
  Summit Financial Group Inc
  Nashville, TN
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2010 → Present
  Rej Investments, Llc
  Nashville, TN
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-01-04 → 2021-05-20
  Summit Financial Group Inc
  Nashville, TN
  Nashville, TN
• 2009-01-02 → 2011-01-04
  Raymond James Financial Services Advisors, Inc
  Nashville, TN
• 2004-03-25 → 2009-01-02
  Raymond James Financial Services, Inc.
  Nashville, TN
  Johnson City, TN
  Nashville, TN

Other Businesses

(1) CO-TRUSTEE OF 2 GST'S; SINCE 12/01/1998; 1105 16TH AVENUE SOUTH, STE C, NASHVILLE, TN, 37212; TRUSTEE; INVEST MONEY FOR THE TRUSTS, SOME MANAGED,. 2 HOURS SPENT ON ACTIVITY PER MONTH, 2 HOURS SPENT ON ACTIVITY DURING TRADING HOURS; (2) FIRST FREEDOM BANK; SINCE 05/02/2005; P.O. BOX 100, LEBANON, TN, 37088; PRIVATE INVESTOR; 0 HOURS SPENT ON ACTIVITY PER MONTH (3) MICROQUANT; SINCE 01/01/2013; 3737 GLENWOOD AVE, STE 100, RALEIGH, NC, 27612; INVESTOR; A FRIEND OF MINE WHO USED TO BE A CLIENT, TOLD ME ABOUT THIS INVESTMENT. I RECEIVED A PRIVATE PLACEMENT MEMORANDUM ON MICROQUANT,AND DECIDIED TO INVEST. I AM NOT SOLICITING CLIENTS TO INVEST,AND HAVE NO DUTIES WITH THE COMPANY.I SPOKE TO [3RD PARTY] AND SIGNED AN INDEMNIFICATION LETTER 12/22/2012 THAT SUMMIT HAS; 0 HOURS SPENT ON ACTIVITY PER MONTH (4) NAME OF OTHER BUSINESS: REJ INVESTMENTS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2010, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (5)NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 200 BROOKFIELD AVE, NASHVILLE, TN 37205 ; NATURE OF BUSINESS: TRUST START DATE: 12/1998 POSITION/TITLE/RELATIONSHIP: CO-TRUSTEE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: CO-TRUSTEE OF FAMILY MEMBERS TRUST

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-08-31

Other Names

• Bobby Johnson