Michelle D. Portney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-25
NV	RA	APPROVED	2024-01-26

TX RA
APPROVED

Since 2025-02-25
NV RA
APPROVED

Since 2024-01-26

Branch Locations

Dayton, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Phoenix	AZ	01/2009	09/2023
Osaic Wealth, Inc.	Port Hueneme	CA	09/2023	01/2024
Lpl Financial	Dayton	NV	01/2024	Present

01/2009 → 09/2023

Sagepoint Financial, Inc.

Phoenix, AZ
09/2023 → 01/2024

Osaic Wealth, Inc.

Port Hueneme, CA
01/2024 → Present

Lpl Financial

Dayton, NV

Previous Registrations

2023-09-01 → 2024-01-24

Osaic Wealth, Inc.

Port Hueneme, CA
2005-10-31 → 2023-09-01

Osaic Services, Inc.

Port Hueneme, CA
2003-02-12 → 2005-10-31

Sunamerica Securities, Inc.

Fallbrook, CA
1997-12-31 → 2003-01-09

Lpl Financial Llc

Fallbrook, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-07-14
S63	Uniform Securities Agent State Law Examination	1986-03-03

S65 Uniform Investment Adviser Law Examination

1994-07-14
S63 Uniform Securities Agent State Law Examination

1986-03-03

Designations

Chartered Financial Consultant

Other Names

Michelle Donna Phillips
Michelle Donna Portney

View on SEC IAPD