Barry Thomas Oneil

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 12/2025
  Ubs Financial Services Inc
  Rockland, MA
• 12/2025 → Present
  Wells Fargo Clearing Services, Llc
  Boston, MA

Previous Registrations

• 2011-10-26 → 2025-12-12
  Ubs Financial Services Inc.
  Rockland, MA
  Falmouth, MA
• 2003-11-04 → 2011-08-15
  Rbc Capital Markets, Llc
  Osterville, MA
  Norwell, MA

Other Businesses

HEADLINES 218 MAIN STREET MASS I'M THE PASSIVE OWNER OF THIS HAIR SALON. I DEVOTE 2 HOURS PER MONTH. I START 04/01/05 WITH NO POSSIBLE END DATE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-10
• S63 Uniform Securities Agent State Law Examination
  1983-10-04

Other Names

• Barry Thomas Oneil