Michael Lee Barlow

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-05-10

TX RA
APPROVED_RES

Since 2013-05-10

Branch Locations

161 E Rivulon Blvd 2Nd Floor, Suite 201, Gilbert, AZ 85297 • United States

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Mesa	AZ	11/2012	11/2016
Wells Fargo Clearing Services, Llc	Mesa	AZ	11/2016	Present

11/2012 → 11/2016

Wells Fargo Advisors

Mesa, AZ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Mesa, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-09-16
S63	Uniform Securities Agent State Law Examination	1983-09-28

S65 Uniform Investment Adviser Law Examination

1992-09-16
S63 Uniform Securities Agent State Law Examination

1983-09-28

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

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