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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-11-14 |
Branch Locations
2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Co., Inc. | Dallas | TX | 09/2001 | Present |
1. The Texas Neurofibromatosis Foundation; 511 John Carpenter Freeway, Ste. 500, Irving, TX 75062; Meeting the needs of our constituents in Texas by providing comfort, support, education, advocacy, and funding of research; committee member for the foundation's signature event, Dining Out in Dallas - Battle of the Chefs; To solicit Dallas-area fine dining establishments to donate a Dinner for Ten to our unique Silent Auction; 01/01/2024; 2 Hours per Month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-21 |
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