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4800 Old Kingston Pike, Ste 200, Knoxville, TN 37919-6424 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-12 |
| VA | RA | APPROVED | 2026-04-12 |
| TX | RA | APPROVED | 2021-12-14 |
| TN | RA | APPROVED | 2004-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proffitt & Goodson Inc | Knoxville | TN | 07/1986 | Present |
Dryad Properties Partnership, Partner, P.O. Box 11629, Knoxville, TN 39739 - Real Estate Partnership, Non-Investment Related (06/2019-Present), <5 hrs/wk, <20 hrs/mo, 0 hrs/mo during securities trading hours. Partnership owns Knoxville office and rents it to Proffitt & Goodson Inc. for use as its principal location.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-10-03 |
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