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Providence, RI • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-29 |
| MA | RA | APPROVED | 2023-07-18 |
| RI | RA | APPROVED | 2022-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compton Capital Management, Inc. | Providence | RI | 08/1991 | 03/2022 |
| Ransom Advisory, Ltd. | Providence | RI | 03/2022 | Present |
Charles Ransom holds a position on the board of the RISPCA as Treasurer. The RISPCA is a client of Compton Capital for which Charles is the investment advisor. The RISPCA, located at 186 Amaral Street, East Providence, RI 02915, is a nonprofit organization charged with the sole purpose of protecting animal life in all situations that might endanger them. Charles has been on the board as Treasurer since 2002 and attends periodic meetings and devotes two hours per quarter. Charles Ransom is also Vice President of the Meehan Fund located at 9 Meeting St., Providence, Rhode Island 02903. He spends approximately 30 hours per month involved in this activity.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-09-28 |
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