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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
2404 E Empire St Suite 104, Bloomington, IL 61704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mid Illini Credit Union | Bloomington | IL | 09/2011 | 03/2017 |
| New York Life Insruance Company | Downers Grove | IL | 02/2017 | 07/2023 |
| Nylife Securities Llc | Downers Grove | IL | 08/2017 | 07/2023 |
| Pruco Securites, Llc | Bloomington | IL | 10/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Bloomington | IL | 10/2023 | Present |
| Lpl Enterprise, Llc | Bloomington | IL | 11/2024 | Present |
1) 11/18/2025-Emrick-Agent-Non-Variable Insurance-Inv related-At Griggsville, IL-Start date 10/01/2025-10hrs/mth-10hrs/mth during trading 2) 03/16/2026-The Focal Point Financial Group LLC-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/03/2026-120hrs/mth-120hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-26 |
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