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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-04
MD RA APPROVED 2000-03-24
  • FL RA
    APPROVED
    Since 2024-09-04
  • MD RA
    APPROVED
    Since 2000-03-24

Branch Locations

210 Allegheny Ave Suite 300, Towson, MD 21204 • United States

Vero Beach, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Previous Registrations
  • 2007-02-05 → 2013-03-06
    Hunt Valley, MD
  • 1999-07-29 → 2003-07-03
    Osaic Fa, Inc.
    Baltimore, MD
    Baltimore, MD
Other Businesses

1)HENRY B THOMAS, CLU, CHFC INSURANCE ADVISOR LICENSE 1 E FRANKLIN STREET STE 300 BALTIMORE MD 21202, SOLE PROPRIETOR, DUTIES: INS ADVISER; ADVISE CLIENTS ON INS MATTERS, START DATE: 3/2/99, 1 HR PER MO, NOT INVESTMENT RELATED; 2) SEDGWICK 8125 SEDGWICK WAY MEMPHIS, TN, BROKER, DUTIES: BROKER - TO ENSURE THAT CLIENT'S STD PROGRAM IS PROPERTY SERVICED BY SEDGWICK, START DATE: 6/1/24, 10 HRS PER MO; 3) DEEP FALLS FARM FAMILY PARTNERSHIP C/O J RICHARD THOMAS, JR 1 E FRANKLIN ST STE 300 BALTIMORE MD 21202, PARTNER, DUTIES: PARTNER WITH COUSINS IN OWNERSHIP & MANAGEMENT OF FAMILY FARM, START DATE: 7/11/57, 1 HR PER MO, BANK ACCOUNT: DEEP FALLS FARM FAMILY PARTNERSHIP, SIGNATOR; 4) ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY OR FAMILY MEMBER REVISED 10/10/2015), TRUSTEE FOR YOUNGER BROTHERS IRREVOCABLE LIFE INS TRUST, NO POWER OF ATTORNEY; 5) CORNERSTONE FINANCIAL, LLP 210 ALLEGHENY AVENUE, SUITE 300 TOWSON, MD 21204, OWNER, PARTNER/PRINCIPAL, DUTIES: INSURANCE DBA OPERATED BY THREE EQUITABLE FINANCIAL PROFESSIONALS, START DATE: 6/1/83, 200 HRS PER MO, BANK ACCT: CORNERSTONE FINANCIAL, LLP, SIGNATOR; 6) OUTSIDE INSURANCE BROKERAGE, DI BROKER, THE STANDARD, UNUM, TRANSAMERICA, HANLEIGH, EMPIRE GENERAL, PAUL REVERE, MET LIFE, ASSURANT, GENWORTH, ING, JOHN HANCOCK, THOMAS FINANCIAL GROUP, HIGHLAND CAPITAL BROKERAGE, BLUE HARBOR BENEFITS, ASHAR GROUP, ALERA, ALFLAC, WORLD INSURANCE ASSOCIATION, PROTECTIVE; 7) USING HTHOMAS@CSFLLPCOM AND WWWCORNERSTONEFINANCIALLLPCOM TO CONDUCT EQUITABLE BUSINESS; 8) DBA: CORNERSTONE FINANCIAL, LLP; 9)TRUSTEE OF FATHER'S GRANTOR TRUST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1996-12-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1996-12-12
Other Names
  • Henry Thomas

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