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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-04 |
| MD | RA | APPROVED | 2000-03-24 |
Branch Locations
210 Allegheny Ave Suite 300, Towson, MD 21204 • United States
Vero Beach, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1)HENRY B THOMAS, CLU, CHFC INSURANCE ADVISOR LICENSE 1 E FRANKLIN STREET STE 300 BALTIMORE MD 21202, SOLE PROPRIETOR, DUTIES: INS ADVISER; ADVISE CLIENTS ON INS MATTERS, START DATE: 3/2/99, 1 HR PER MO, NOT INVESTMENT RELATED; 2) SEDGWICK 8125 SEDGWICK WAY MEMPHIS, TN, BROKER, DUTIES: BROKER - TO ENSURE THAT CLIENT'S STD PROGRAM IS PROPERTY SERVICED BY SEDGWICK, START DATE: 6/1/24, 10 HRS PER MO; 3) DEEP FALLS FARM FAMILY PARTNERSHIP C/O J RICHARD THOMAS, JR 1 E FRANKLIN ST STE 300 BALTIMORE MD 21202, PARTNER, DUTIES: PARTNER WITH COUSINS IN OWNERSHIP & MANAGEMENT OF FAMILY FARM, START DATE: 7/11/57, 1 HR PER MO, BANK ACCOUNT: DEEP FALLS FARM FAMILY PARTNERSHIP, SIGNATOR; 4) ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY OR FAMILY MEMBER REVISED 10/10/2015), TRUSTEE FOR YOUNGER BROTHERS IRREVOCABLE LIFE INS TRUST, NO POWER OF ATTORNEY; 5) CORNERSTONE FINANCIAL, LLP 210 ALLEGHENY AVENUE, SUITE 300 TOWSON, MD 21204, OWNER, PARTNER/PRINCIPAL, DUTIES: INSURANCE DBA OPERATED BY THREE EQUITABLE FINANCIAL PROFESSIONALS, START DATE: 6/1/83, 200 HRS PER MO, BANK ACCT: CORNERSTONE FINANCIAL, LLP, SIGNATOR; 6) OUTSIDE INSURANCE BROKERAGE, DI BROKER, THE STANDARD, UNUM, TRANSAMERICA, HANLEIGH, EMPIRE GENERAL, PAUL REVERE, MET LIFE, ASSURANT, GENWORTH, ING, JOHN HANCOCK, THOMAS FINANCIAL GROUP, HIGHLAND CAPITAL BROKERAGE, BLUE HARBOR BENEFITS, ASHAR GROUP, ALERA, ALFLAC, WORLD INSURANCE ASSOCIATION, PROTECTIVE; 7) USING HTHOMAS@CSFLLPCOM AND WWWCORNERSTONEFINANCIALLLPCOM TO CONDUCT EQUITABLE BUSINESS; 8) DBA: CORNERSTONE FINANCIAL, LLP; 9)TRUSTEE OF FATHER'S GRANTOR TRUST
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-12 |
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