Robert Michael Matluck

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 11/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 09/2013 → 11/2021
  Bank Of America, N.A.
  Boston, MA
• 11/2021 → Present
  Morgan Stanley Smith Barney Llc
  Purchase, NY
• 11/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2013-09-27 → 2021-11-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY
  Boston, MA
  White Plains, NY
• 2009-01-29 → 2013-10-07
  Ubs Financial Services Inc.
  Stamford, CT

Other Businesses

For-Profit Organization Name of outside business organization: Trust Investment related: N Address of business: New York, NY 10023 Nature of business: Trust Position, title, association: Trustee Start date of relationship: 4/1/2008 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: trustee For-Profit Organization Name of outside business organization: Trust Investment related: Y Address of business: Milwaukee, WY 53217 Nature of business: Trust Position, title, association: Trustee Start date of relationship: 3/21/2011 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Trustee *496077- Trust ; Investment related-Yes; New York; 06/2004; During business hours: 0; After business hours: 0 For-Profit Organization Name of outside business organization: Trust Investment related: Y Address of business: Milwaukee, WI 53217 Nature of business: Trust Position, title, association: Trustee Start date of relationship: 3/21/2011 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Trustee

Exams

• S66 Uniform Combined State Law Examination
  2009-01-28
• S65 Uniform Investment Adviser Law Examination
  1994-11-04
• S63 Uniform Securities Agent State Law Examination
  1984-02-02

Other Names

• Robert Michael Matluck
• Robert M Matluck