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Michael Lynn Uffelman

Wells Fargo Clearing Services, LLC

Carbondale, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-10
IL RA APPROVED 2007-10-15
  • TX RA
    APPROVED_RES
    Since 2013-06-10
  • IL RA
    APPROVED
    Since 2007-10-15

Branch Locations

1401 Financial Park, Carbondale, IL 62902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Carbondale IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Carbondale IL 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-05
S63 Uniform Securities Agent State Law Examination 1984-02-01
  • S65 Uniform Investment Adviser Law Examination
    2007-10-05
  • S63 Uniform Securities Agent State Law Examination
    1984-02-01

View on SEC IAPD

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