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Karl Raymond Schofield

Empower Advisory Group, LLC

Cummaquid, MA

Greenwood Village, CO

CRD 1185291

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-02-23
  • MA RA
    APPROVED
    Since 2021-02-23

Branch Locations

Cummaquid, MA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Windsor CT 09/2014 03/2020
Empower Retirement Denver CO 02/2021 Present
Unemployed Cummaquid MA 04/2020 02/2021
  • 09/2014 → 03/2020
    Voya Financial Advisors
    Windsor, CT
  • 02/2021 → Present
    Empower Retirement
    Denver, CO
  • 04/2020 → 02/2021
    Unemployed
    Cummaquid, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-13
S63 Uniform Securities Agent State Law Examination 2017-06-12
  • S66 Uniform Combined State Law Examination
    2017-10-13
  • S63 Uniform Securities Agent State Law Examination
    2017-06-12
Other Names
  • Karl R Schofield

View on SEC IAPD

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