Jerry Wayne Dunnick

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  Gwn Securities
  Delafield, WI
• 12/1999 → Present
  Groenke Dunnick & Associates Llc
  Delafield, WI

Previous Registrations

• 2001-04-04 → 2005-01-31
  Pmg Asset Management Inc
  Delafield , WI

Other Businesses

CITY OF DELAFIELD LAKE WELFARE COMMITTEE POSITION: COMMITTEE MEMBER NATURE: WATER WELFARE INVESTMENT RELATED: NO HOURS: 12 INVESTMENT RELATED HOURS: 5 START DATE: 06/01/2000 ADDRESS: 500 GENESSE ST, DELAFIELD WI 53018 DESCRIPTION: WATER ISSUES FOR LAKE NAGAWICKA AND SURRENDING AREA DELAFIELD LIONS CLUB POSITION: MEMBER NATURE: SUPPORT LOCAL CHARITIES AND RAISE MONEY FOR THE BLIND INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1997 ADDRESS: PO BOX 72, DELAFIELD WI 53018, UNITED STATES DESCRIPTION: MEMBER RENTAL PROPERTY POSITION: NONE NATURE: RENTAL PROPERTY INVESTMENT RELATED: NO NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 40 VIA HERMOSA, GREENBRAE CA 94904, UNITED STATES DESCRIPTION: NONE Business name: Dunnick Financial LLC, Business Address: N28 W23000 Roundy Drive Suite #201 Pewaukee, WI 53072, Position Held: Member, Expected annual income: 200000, Compensation Type: Commissions, Hours Per Month: 175, Hours Per Month Trading: 0, Involvement status: ACTIVE, Start: 2026-03-02, Activity description: Reg Rep, Investment Related?: YES, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : NO, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): Wi Insurance license Business name: DSE Financial LLC, Business Address: N28 W23000 Roundy Drive Suite #201 Pewaukee, WI 53072, Position Held: Member, Expected annual income: 200000, Compensation Type: Commissions, Hours Per Month: 175, Hours Per Month Trading: 0, Involvement status: ACTIVE, Start: 2017-01-02, Activity description: Reg Rep, Investment Related?: YES, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : NO, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): WI insurance license

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-16
• S63 Uniform Securities Agent State Law Examination
  1994-02-25