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1750 Zion Road Suite 201, Northfield, NJ 08225-1844 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-11-22 |
Branch Locations
1750 Zion Road Suite 201, Northfield, NJ 08225-1844 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nest Eggs | Jacksonville | FL | 07/2016 | 04/2017 |
| Unemployed | Ipswich | MA | 04/2023 | 10/2023 |
| Cantella & Co. | Malden | MA | 01/2018 | 03/2023 |
| Highland Financial | Wellesley | MA | 06/2017 | 12/2017 |
| Toews Asset Management | Northfield | NJ | 10/2023 | Present |
| Northern Lights Distributors, Llc | Elkhorn | NE | 11/2023 | Present |
MR. SULLIVAN IS THE OWNER OF A RENTAL PROPERTY LOCATED AT 509 MAIN STREET, BREWSTER, MA 02631. MR. SULLIVAN BEGAN THIS NON-INVESTMENT RELATED ACTIVITY JUNE, 1 2017 AND SPENDS 4 HOURS PER MONTH, NONE DURING TRADING HOURS COMMUNICATING WITH VENDORS/CONTRACTORS ON REPAIR ITEMS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-02-03 |
| S65 | Uniform Investment Adviser Law Examination | 1995-10-23 |
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