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John Waldron Sullivan

Toews Asset Management

Northfield, NJ

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Current Employers
Toews Asset Management

1750 Zion Road Suite 201, Northfield, NJ 08225-1844 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-11-22
  • NJ RA
    APPROVED
    Since 2023-11-22

Branch Locations

1750 Zion Road Suite 201, Northfield, NJ 08225-1844 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nest Eggs Jacksonville FL 07/2016 04/2017
Unemployed Ipswich MA 04/2023 10/2023
Cantella & Co. Malden MA 01/2018 03/2023
Highland Financial Wellesley MA 06/2017 12/2017
Toews Asset Management Northfield NJ 10/2023 Present
Northern Lights Distributors, Llc Elkhorn NE 11/2023 Present
  • 07/2016 → 04/2017
    Nest Eggs
    Jacksonville, FL
  • 04/2023 → 10/2023
    Unemployed
    Ipswich, MA
  • 01/2018 → 03/2023
    Cantella & Co.
    Malden, MA
  • 06/2017 → 12/2017
    Highland Financial
    Wellesley, MA
  • 10/2023 → Present
    Northfield, NJ
  • 11/2023 → Present
    Northern Lights Distributors, Llc
    Elkhorn, NE
Previous Registrations
  • 2018-02-06 → 2023-04-27
    Cantella & Co., Inc.
    Malden, MA
    Malden, MA
  • 2022-12-22 → 2023-04-17
    Ipswich, MA
    Malden, MA
  • 2016-10-18 → 2017-05-25
    Ipswich, MA
    Jacksonville, FL
  • 2010-08-25 → 2015-07-01
    Detwiler Fenton Investment Management Llc
    Boston, MA
  • 2009-07-15 → 2010-12-01
    Detwiler Fenton & Co.
    Topsfield, MA
    Boston, MA
  • 2007-04-24 → 2007-11-05
    Ipswich, MA
    Plano, TX
  • 2000-04-30 → 2006-11-03
    Tiaa-Cref Trust Company, Fsb
    Boston, MA
Other Businesses

MR. SULLIVAN IS THE OWNER OF A RENTAL PROPERTY LOCATED AT 509 MAIN STREET, BREWSTER, MA 02631. MR. SULLIVAN BEGAN THIS NON-INVESTMENT RELATED ACTIVITY JUNE, 1 2017 AND SPENDS 4 HOURS PER MONTH, NONE DURING TRADING HOURS COMMUNICATING WITH VENDORS/CONTRACTORS ON REPAIR ITEMS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-02-03
S65 Uniform Investment Adviser Law Examination 1995-10-23
  • S63 Uniform Securities Agent State Law Examination
    2024-02-03
  • S65 Uniform Investment Adviser Law Examination
    1995-10-23
Other Names
  • John Waldron Sullivan

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