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Laura A Bongard

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Philadelphia, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-06
NJ RA APPROVED 2020-12-11
PA RA APPROVED 2015-06-16
TX RA APPROVED 2015-06-16
  • NY RA
    APPROVED
    Since 2025-06-06
  • NJ RA
    APPROVED
    Since 2020-12-11
  • PA RA
    APPROVED
    Since 2015-06-16
  • TX RA
    APPROVED
    Since 2015-06-16

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 06/2015 Present
Bank Of America, N.A. Philadelphia PA 10/2018 Present
Previous Registrations
  • 2009-01-21 → 2015-06-25
    Barclays Capital Inc.
    Philadelphia, PA
  • 2008-04-21 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-16
S63 Uniform Securities Agent State Law Examination 2006-12-20
  • S66 Uniform Combined State Law Examination
    2008-04-16
  • S63 Uniform Securities Agent State Law Examination
    2006-12-20
Other Names
  • Laura Ann Noce
  • Laura A Noce

View on SEC IAPD

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