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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-06-20
NY RA APPROVED 2022-06-16
  • NJ RA
    APPROVED
    Since 2022-06-20
  • NY RA
    APPROVED
    Since 2022-06-16

Branch Locations

Ramsey, NJ • United States

26 Main St Ste 101, Chatham, NJ 07928 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Paramus NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Paramus NJ 11/2016 06/2022
Wells Fargo Advisors Financial Network, Llc Hackensack NJ 06/2022 Present
Previous Registrations
  • 2004-07-29 → 2022-06-16
    Paramus, NJ
    New City, NY
    Paramus, NJ
    New City, NY
    New City, NY
  • 2002-07-15 → 2004-07-21
    Morgan Stanley Dw Inc.
    Ridgewood, NJ
Other Businesses

MILLER WEALTH MANAGERS, LLC, INVT RELATED, HACKENSACK, NJ, 50% OWNERSHIP, START DATE 10/11/2023, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-04-30
  • S63 Uniform Securities Agent State Law Examination
    1985-04-30
Other Names
  • Gail Renee Miller

View on SEC IAPD

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