Dennis J Harp

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 02/2017
  Metlife Securities Inc
  Broadview Heights, OH
• 02/2017 → 06/2023
  Edward Jones
  Saint Louis, MO
• 07/2023 → Present
  Lpl Financial Llc
  Fairview Park, OH
• 07/2023 → 02/2024
  Stratos Wealth Partners, Ltd
  Broadview Heights, OH

Previous Registrations

• 2023-07-11 → 2024-03-21
  Stratos Wealth Partners, Ltd
  Broadview Heights, OH
• 2017-02-03 → 2023-06-03
  Edward Jones
  Elyria, OH
  St Louis, MO
  North Ridgeville, OH
• 2011-09-12 → 2017-03-02
  Msi Financial Services, Inc.
  Broadview Heights, OH
  Westlake, OH
  New York, NY
• 2007-11-29 → 2011-08-23
  Mml Investors Services, Llc
  Cleveland, OH
• 2005-12-09 → 2007-05-21
  Msi Financial Services, Inc.
  Broadview Heights, OH
  Boardman, OH
  Broadview Heights, OH
  Boardman, OH

Other Businesses

1) 06/2023 - Stratos WeaIth Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 06/2023 - Notary / Investment Related / Start date 07/11/2023 - 1 Hrs per month 3) 07/19/2023 - Stratos WeaIth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 7/11/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Stratos WeaIth Partners, an independent investment advisor firm. I started this business activity in 7/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 02/05/2024 - TA-Check Financial, Ltd - Tax Prep/Accounting/CPA - Tax Preparation - Investment Related - At Reported Business Location(s) - Start Date 01/29/2024 - 75 Hours Per Month/ 0 Hours During Trading 5) 03/12/2026-DJ Retirement & Tax Planning-Insurance Agent-Non-Variable Insurance-Inv related-At Sheffield Village, OH-Start date 02/16/2026-7hrs/mth-2hrs/mth during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-01-19

Other Names

• Dennis J Harp
• Dennis James Harp