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Wai Ngan Henry Yu

Summa Global Advisors, LLC

Clackamas, OR

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Current Employers
Summa Global Advisors, Llc

12901 Se 97Th Ave Suite 390, Clackamas, OR 97015 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-11-14
TX RA APPROVED 2023-11-14
CA RA APPROVED 2019-03-27
WA RA APPROVED 2012-01-23
OR RA APPROVED 2009-10-27
  • HI RA
    APPROVED
    Since 2023-11-14
  • TX RA
    APPROVED
    Since 2023-11-14
  • CA RA
    APPROVED
    Since 2019-03-27
  • WA RA
    APPROVED
    Since 2012-01-23
  • OR RA
    APPROVED
    Since 2009-10-27

Branch Locations

12901 Se 97Th Ave Suite 390, Clackamas, OR 97015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summa Global Advisors, Llc Portland OR 10/2009 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-07-25
S65 Uniform Investment Adviser Law Examination 2006-08-16
  • S63 Uniform Securities Agent State Law Examination
    2008-07-25
  • S65 Uniform Investment Adviser Law Examination
    2006-08-16
Designations
Other Names
  • Henry Yu
  • Wai Ngan Yu

View on SEC IAPD

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Other Offices

TRUE NORTH RETIREMENT ADVISORS, LLC · CLACKAMAS, OR
OSAIC WEALTH, INC. · CLACKAMAS, OR
LPL FINANCIAL LLC · CLACKAMAS, OR
AMERIPRISE FINANCIAL SERVICES, LLC · Clackamas, OR
AMERIPRISE FINANCIAL SERVICES, LLC · Clackamas, OR
LPL FINANCIAL LLC · CLACKAMAS, OR
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · CLACKAMAS, OR
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