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Wai Ngan Henry Yu

Summa Global Advisors, LLC

Clackamas, OR

CRD 5194234

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Employer firm

Summa Global Advisors, LLC CRD 148713

$144M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Summa Global Advisors, Llc

12901 Se 97Th Ave Suite 390, Clackamas, OR 97015 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-11-14
TX RA APPROVED 2023-11-14
CA RA APPROVED 2019-03-27
WA RA APPROVED 2012-01-23
OR RA APPROVED 2009-10-27
  • HI RA
    APPROVED
    Since 2023-11-14
  • TX RA
    APPROVED
    Since 2023-11-14
  • CA RA
    APPROVED
    Since 2019-03-27
  • WA RA
    APPROVED
    Since 2012-01-23
  • OR RA
    APPROVED
    Since 2009-10-27

Branch Locations

12901 Se 97Th Ave Suite 390, Clackamas, OR 97015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summa Global Advisors, Llc Portland OR 10/2009 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-07-25
S65 Uniform Investment Adviser Law Examination 2006-08-16
  • S63 Uniform Securities Agent State Law Examination
    2008-07-25
  • S65 Uniform Investment Adviser Law Examination
    2006-08-16
Designations
  • Certified Financial Planner
Other Names
  • Henry Yu
  • Wai Ngan Yu

View on SEC IAPD

Nearby Firms

TRUE NORTH RETIREMENT ADVISORS, LLC
OSAIC WEALTH, INC.
LPL FINANCIAL LLC

Nearby Investors

TODD DOUGLAS MICCICHE
ASHLEY MARIE MICCICHE
DAVID GEORGE WILSON

Nearby Offices

TRUE NORTH RETIREMENT ADVISORS, LLC · CLACKAMAS, OR
OSAIC WEALTH, INC. · CLACKAMAS, OR
LPL FINANCIAL LLC · CLACKAMAS, OR

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