Thomas Gerard Heller

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-07-10

PA RA
APPROVED

Since 2025-07-10

Branch Locations

Bethel Park, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group	Bethel Park	PA	01/2000	07/2025
Lpl Financial Llc	Bethel Park	PA	07/2025	Present

01/2000 → 07/2025

Next Financial Group

Bethel Park, PA
07/2025 → Present

Lpl Financial Llc

Bethel Park, PA

Previous Registrations

2012-03-21 → 2025-07-10

Next Financial Group, Inc.

Bethel Park, PA

Bethel Park, PA

Other Businesses

1- 07/2025 - Tom Heller - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/03/2000 - 4 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-12-12
S63	Uniform Securities Agent State Law Examination	1983-11-09

S66 Uniform Combined State Law Examination

2013-12-12
S63 Uniform Securities Agent State Law Examination

1983-11-09

View on SEC IAPD