Craig Gary Richman

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1982 → Present
  Craig G. Richman, P.A.
  Boca Raton, FL
• 02/1998 → 08/2025
  Commonwealth Equity Services, Inc.
  Waltham, MA
• 08/2025 → Present
  Kestra Investment Services, Llc
  Parkland, FL
• 08/2025 → Present
  Kestra Advisory Services, Llc
  Parkland, FL

Previous Registrations

• 1998-03-13 → 2025-08-19
  Commonwealth Financial Network
  Parkland, FL
  Parkland, FL
  Parkland, FL
• 1999-08-09 → 2010-12-31
  Richman Capital Management
  Boca Raton, FL

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/06/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: CRAIG RICHMAN YOGA POSITION: Registered Yoga Teacher NATURE: Yoga Teacher INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2013 ADDRESS: 7638 North Blue Spring Drive, Parkland FL 33067, United States DESCRIPTION: Yoga Instruction Name: RICHMAN CAPITAL MANAGEMENT POSITION: President NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 08/26/1982 ADDRESS: 7638 North Blue Spring Drive, Parkland FL 33067, United States DESCRIPTION: Owner and operator of Craig G. Richman, P.A., dba Richman Capital Management

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-09-10

Designations

• Chartered Financial Consultant