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Cynthia Day Laroche

LPl Financial LLC

Park City, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-03-21
  • UT RA
    APPROVED
    Since 2024-03-21

Branch Locations

Park City, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Park City UT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Park City UT 11/2016 03/2024
Lpl Financial Llc Park City UT 03/2024 Present
Previous Registrations
Other Businesses

1)02/29/2024 - WISDOM, STRENGTH & BEAUTY L.L.C. - Real Estate Rental - Owner - Inv Rel - Park City, UT - Start: 11/2022 - 10 Hr/Mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-10
S63 Uniform Securities Agent State Law Examination 1984-03-14
  • S65 Uniform Investment Adviser Law Examination
    2003-03-10
  • S63 Uniform Securities Agent State Law Examination
    1984-03-14
Other Names
  • Cynthia Mazzara
  • Cynthia Mazzara
  • Cynthia Day Coxe
  • Cindy Coxe
  • Cynthia Coxe

View on SEC IAPD

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