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Alma E Lazaro

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-01
TX RA APPROVED_RES 2022-08-01
  • CA RA
    APPROVED
    Since 2022-08-01
  • TX RA
    APPROVED_RES
    Since 2022-08-01

Branch Locations

444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Beverly Hills CA 02/2016 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 03/2017 07/2018
City National Securities Los Angeles CA 04/2019 01/2022
Unemployed Sherman Oaks CA 08/2018 03/2019
Morgan Stanley Los Angeles CA 07/2022 Present
Unemployed Sherman Oaks CA 01/2022 07/2022
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-29
  • S66 Uniform Combined State Law Examination
    2013-04-29
Other Names
  • Alma E Lazaro
  • Alma Eloisa Lazaro
  • Alma Lazaro

View on SEC IAPD

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