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Richard Charles Corse

Westmont Capital Advisors, LLC

Dallas, TX

CRD 1182591

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Employer firm

Westmont Capital Advisors, LLC CRD 165910

$46.3M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • HOME OFFICE SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Westmont Capital Advisors, Llc

Dallas, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-11-08
  • TX RA
    APPROVED
    Since 2012-11-08

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westmont Capital Advisors, Llc Dallas TX 10/2012 Present
Corse Consulting, Inc. Dallas TX 09/1989 Present
Previous Registrations
  • 2012-06-21 → 2012-09-21
    Dallas, TX
    Cedar Rapids, IA
  • 2005-01-06 → 2012-06-21
    Milkie/Ferguson Investments, Inc.
    Dallas, TX
    Dallas, TX
    Dallas, TX
Other Businesses

NAME: CORSE CONSULTING, INC. NATURE OF BUSINESS: MANAGEMENT CONSULTING, INVESTMENT BANKING, AND LITIGATION SUPPORT DUTIES: RESPONSIBLE FOR ALL CORPORATE ACTIVITIES AND OPERATIONS DATE STARTED: 01/1987 ESTIMATED HOURS PER MONTH DEVOTED TO ACTIVITY: 80 NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 3 NAME: CORSE PROPERTIES NATURE OF BUSINESS: INVESTMENT COMPANY DUTIES: RESPONSIBLE FOR ALL CORPORATE ACTIVITIES AND OPERATIONS DATE STARTED: 01/1981 ESTIMATED HOURS PER MONTH DEVOTED TO ACTIVITY: 10 NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1983-09-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1983-09-12
Other Names
  • Ricky Corse
  • Ricky Charles Corse

View on SEC IAPD

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